CBSE Class-12 Compartment Exam 2020 : Question Paper-Capital Market Operations

Q1. How is Application Supported by Blocked Amount (ASBA) a major Primary Market Reform ?

Q2. How does ‘Direct Market Access’ facilitate the client ?

Q3. Give any two different rates at which securities can be issued in ‘Primary Market’.  

Q4. Give the meaning of turnover ratios in case of stock exchange.

Q5. List the two Deposit Requirements for the members of NSE and NSCCL.

Q6. State the role of an Authorized Person in the Capital Market.

Q7. What is meant by KYC document ?

Q8. Give the meaning of the term ‘Open Book’ in NEAT system.

Q9. State the role of a Corporate Manager in Corporate Hierarchy.

Q10. What is meant by a ‘Clearing Member’ ?

Q11. Define the term ‘Fraud’ under the SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003.

Q12. Define a ‘Registered Owner’ according to the Depositories Act, 1996. 

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Courtesy: CBSE